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中国科技论坛  2022, Issue (10): 127-137    
  知识产权管理 本期目录 | 过刊浏览 | 高级检索 |
技术标准化与专利关系的历史演进及启示
李宗辉
南京航空航天大学人文与社会科学学院,江苏 南京 211106
Historical Evolution and Revelation of Relationship Between Technical Standardization and Patents
Li Zonghui
College of Humanities and Social Sciences,Nanjing University of Aeronautics and Astronautics,Nanjing 211106,China
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摘要 中世纪后期,西欧的行会技术标准化与早期专利授权实践之间产生了既相互排斥又彼此促进的影响。科技和工业革命加强了技术标准化的专业性和组织性以及专利代理的职业性,专利在英国“自下而上”的技术标准形成中发挥了重要作用,技术标准又反过来为专利审查提供了依据。19世纪下半叶到20世纪初,出现了垄断公司事实性技术标准化、政府部门强制性技术标准化和民间学会协商性技术标准化等标准化类型,专利在其中的地位各不相同。20世纪,国际标准化组织纷纷成立,技术标准国际化进程不断加速,标准必要专利的竞争也日趋激烈,其中以ICT领域最为突出。历史表明,技术标准化与专利之间是对立统一的辩证关系,应以“技术因素”为中心审视专利的标准必要化,加强对事实性技术标准中专利许可的反垄断审查,区分不同类型技术标准容纳专利的空间,以及在国家标准化战略的推进中建构和实施有效的标准必要专利法律政策体系。
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李宗辉
关键词 技术标准化专利历史演进标准化组织    
Abstract:In the late middle ages,technical standardization of western European guilds and early patent granting practices had mutually exclusive and mutually reinforcing influences.The technological and industrial revolutions strengthened the specialization and organization of technical standardization and the professionalism of patent agents.Patents played an important role in the formation of“bottom-up”technical standards in Britain,and technical standards in turn provided a basis for patent examination.From the second half of the 19th century to the beginning of the 20th century,there were standardization types such as de facto technical standardization by monopoly companies,mandatory technical standardization by government departments,and negotiated technical standardization by civil societies.The place of patents in these standardizations varies.In the 20th century,with the establishment of international standard setting organizations,the process of internationalization of technical standards has been accelerated,and the competition for standard-essential patents has become increasingly fierce,especially in the ICT field.History shows that there is a dialectical relationship between technical standardization and patents.It is necessary to focus on“technical factors”to examine the standardization of patents,strengthen the anti-monopoly examination of patent licensing in factual technical standards,distinguish spaces accommodating patents among different types of technical standards,and construct and implement an effective standard-essential patent legal and policy system in the promotion of the national standardization strategy.
Key wordsTechnical standardization    Patent    Historical evolution    Standard setting organization
收稿日期: 2021-12-17     
PACS:  D923.42  
基金资助:国家社会科学基金后期资助项目“17-19世纪英国自由传统与专利制度的演进研究”(19FFXB077)。
作者简介: 李宗辉(1982-),男,江苏盐城人,博士,副研究员,研究方向为知识产权法。
引用本文:   
李宗辉. 技术标准化与专利关系的历史演进及启示[J]. 中国科技论坛, 2022(10): 127-137.
Li Zonghui. Historical Evolution and Revelation of Relationship Between Technical Standardization and Patents. , 2022(10): 127-137.
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