Abstract:In order to explore the formation mechanism of firms' patenting decisions,this paper analyzes the mechanism and results of firm-level and institutional factors affecting the heterogeneity of patenting decisions.Using the data of A-share listed firms in China from 2010 to 2015,we examined the influence of R&D investment,financial slack,the interaction of R&D investment and financial slack on firms' patenting decisions,and the moderating role of the Chinese institutional context.It is found that R&D investment and financial slack positively influence firms'patenting decisions.The interaction between R&D investment and financial slack negatively influences firms' patenting decisions.In addition,administrative protection positively moderates the relationship between R&D investment and firms' patenting decisions.Marketization level also positively moderates the relationship between R&D investment and firms' patenting decisions.These findings provide theoretical and practical implications for understanding the influence of resource allocations and institutional environments on firms' patenting decisions.
赵晓阳. 研发投入对企业专利申请的决策影响——资源交互及制度情境的调节作用[J]. 中国科技论坛, 2022(7): 89-97.
Zhao Xiaoyang. Research on the Influence of R&D Investment on Firms' Patenting Decision ——Moderating Role of Resource Interaction and Institutional Context. , 2022(7): 89-97.
[1]吴超鹏,唐菂.知识产权保护执法力度、技术创新与企业绩效——来自中国上市公司的证据[J].经济研究,2016,51(11):125-139. [2]陈雁,张海丰.专利保护强度与发展中国家的技术创新:理论、历史与逻辑[J].管理学刊,2018,31(4):10-16. [3]CHOUDHURY P,HAAS M R.Scope versus speed:team diversity,leader experience,and patenting outcomes for firms[J].Strategic management Journal,2017,39(4):977-1002. [4]CASTELLANETA F,CONTI R,KACPERCZYK A.Money secrets:how does trade secret legal protection affect firm market value? Evidence from the uniform trade secret act[J].Strategic management journal,2017,38(4):834-853. [5]赵晓阳.中国企业专利申请战略及其绩效影响研究[D].天津:天津大学,2018. [6]HALL B,HELMERS C,ROGERS M,et al.The choice between formal and informal intellectual property:a review[J].Journal of economic literature,2014,52(2):375-423. [7]SOMAYA D.Patent strategy and management:an integrative review and research agenda[J].Journal of management,2012,38(4):1084-1114. [8]HUANG K G L,GENG X,WANG H.Institutional regime shift in intellectual property rights and innovation strategies of firms in China[J].Organization science,2017,28(2):355-377. [9]ZHAO X,TAN J.The performance implications of patenting-the moderating effect of informal institutions in emerging economies[J].R&D management,2021,51(5):468-483. [10]毛昊,尹志锋.我国企业专利维持是市场驱动还是政策驱动[J].科研管理,2016(7):134-144. [11]姜滨滨,匡海波.市场驱动的联盟企业专利策略选择及产出效应[J].科研管理,2017,38(1):70-80. [12]REITZIG M.Strategic management of intellectual property[J].MIT Sloan management review,2004,45(3):35. [13]SOMAYA D,WILLIAMSON I O,ZHANG X.Combining patent law expertise with R&D for patenting performance[J].Organization science,2007,18(6):922-937. [14]谭劲松,赵晓阳.企业专利战略与环境匹配:前沿述评与展望[J].外国经济与管理,2019,41(1):3-15. [15]王钦,高山行.专利申请中的战略动机——实证证据和政策启示[J].研究与发展管理,2015,27(4):110-121. [16]HALL B H,HELMERS C,ROGERS M,et al.The importance(or not)of patents to UK firms[J].Oxford economic papers,2013,65(3):603-629. [17]吴辉凡,许治.从创新中获利:国外创新独占性问题经验研究述评[J].管理学报,2010,7(8):1197-1201. [18]JIA N,HUANG K G,ZHANG C M.Public governance,corporate governance,and firm innovation:an examination of state-owned enterprises[J].Academy of management journal,2019,62(1),220-247. [19]TAN J,PENG M W.Organizational slack and firm performance during economic transitions:two studies from an emerging economy[J].Strategic management journal,2003,24(13):1249-1263. [20]GRAHAM S J H,MERGES R P,SAMUELSON P,et al.High technology entrepreneurs and the patent system:results of the 2008 berkeley patent survey[J].Berkeley technology law journal,2009,24(4):1255-1327. [21]TAN D.Making the news:heterogeneous media coverage and corporate litigation[J].Strategic management journal,2016,37(7):1341-1353. [22]袁健红,刘晶晶.企业特征对专利申请决策影响的实证分析[J].科学学研究,2014,32(11):1652-1660. [23]TEECE D J.Profiting from technological innovation:implications for integration,collaboration,licensing and public policy[J].Research policy,1986,15(6):285-305. [24]管荣齐,李明德.中国知识产权司法保护体系改革研究[J].学术论坛,2017,40(1):111-117. [25]CHANG S J,WU B.Institutional barriers and industry dynamics[J].Strategic management journal,2014,35(8):1103-1123. [26]肖冰,肖尤丹,许可.知识产权司法保护与企业创新的互动机制研究:基于专利侵权诉讼的分析[J].科研管理,2019,40(12):172-181. [27]贺宁馨,董哲林.专利司法保护对企业专利决策的影响机理研究[J].科学学研究,2018,36(3):456-463. [28]KSHETRI N.Institutionalization of intellectual property rights in China[J].European management journal,2009,27(3):155-164. [29]潘越,潘健平,戴亦一.专利侵权诉讼与企业创新[J].金融研究,2016(8):191-206. [30]KIM C,BETTIS R A.Cash is surprisingly valuable as a strategic asset[J].Strategic management journal,2014,35(13):2053-2063. [31]王小鲁,樊纲,余静文.中国分省份市场化指数报告(2018)[M].北京:社会科学文献出版社,2019. [32]HSIAO C.Analysis of panel data[M].New York:Cambridge University Press,1986. [33]GULATI R.Network location and learning:the influence of network resources and firm capabilities on alliance formation[J].Strategic management journal,1999,20(5):397-420. [34]HOETKER G.The use of logit and probit models in strategic management research:critical issues[J].Strategic management journal,2007,28(4):331-343. [35]刘银良.论专利侵权纠纷行政处理的弊端:历史的选择与再选择[J].知识产权,2016(3):33-44. [36]JAMES S D,LEIBLEIN M J,LU S.How firms capture value from their innovations[J].Journal of management,2013,39(5):1123-1155.