Research on the Dynamic Mechanism of Chip Lithography Technology Innovation
Zhang Beibei1, Li Cunjin2, Yin Ximing2,3
1. Institutes of Science and Development,Chinese Academy of Science,Beijing 100190,China; 2. School of Management and Economics,Beijing Institute of Technology,Beijing 100081,China; 3. Research Center for Integrated Development,Beijing Institute of Technology,Beijing 100081,China
Abstract：Chip lithography technology innovation is a complex system engineering.Mastering the principle of scientific innovation is an essential basis for breaking through the “bottleneck”problem.Based on the complex system management theory,the micro-dynamic process mechanism of chip lithography technology innovation is constructed,and the mechanism is empirically tested through social network and cluster analysis from the dimensions of patent data.It is found that the complex system management theory is internally consistent with the chip lithography technology innovation and can reveal the internal complex integrity law between elements in the process of major complex technology innovation. “Element update iteration-combination relationship optimization-system structure reengineering”is an effective advanced dynamic innovation path to realize the function transition of chip lithography technology from iteration to transition.The research conclusion expands the theoretical management basis of major complex technology innovation represented by chip lithography technology from the micro level and provides academic and policy enlightenment for winning the key core technology “bottleneck”problem and accelerating the realization of high-level S&T self-reliance and self-improvement.
[1]李群.推进科技创新自立自强高水平发展[J].中国科技论坛,2021 (8):3. [2]荣俊美,陈强.基础研究 “两头在外”如何破局[J].中国科技论坛,2021 (11):21-30. [3]姜永常.知识融合转化集成多元认知的协同创新机制[J].科学学研究,2018,36 (11):1946-1952,2029. [4]CHEN J,YIN X,FU X,et al.Beyond catch-up:could China become the global innovation powerhouse? China's innovation progress and challenges from a holistic innovation perspective[J].Industrial and corporate change,2021,30(4):1037-1064. [5]盛昭瀚,于景元.复杂系统管理:一个具有中国特色的管理学新领域[J].管理世界,2021,37 (6):36-50,2. [6]成思危.复杂科学与组织管理[J].科学,2001,53 (1):2,6-9. [7]于景元.从系统思想到系统实践的创新——钱学森系统研究的成就和贡献[J].系统工程理论与实践,2016,36 (12):2993-3002. [8]盛昭瀚.管理:从系统性到复杂性[J].管理科学学报,2019,22 (3):2-14. [9]于景元.钱学森系统科学思想和系统科学体系[J].科学决策,2014 (12):2-22. [10]范如国.复杂网络结构范型下的社会治理协同创新[J].中国社会科学,2014 (4):98-120,206. [11]刘云,桂秉修,马志云,等.国家重大工程背景下的颠覆性创新模式探究[J].科学学研究,2019,37 (10):1864-1873. [12]谢洪涛,王孟钧.重大工程项目技术创新组织障碍生成机理研究[J].中国科技论,2010 (6):25-30. [13]刘慧敏,盛昭瀚,夏国星,等.重大工程技术创新定位与战略选择——以泰州大桥技术创新为例[J].科学技术哲学研究,2014,31 (6):105-109. [14]路风,何鹏宇.举国体制与重大突破——以特殊机构执行和完成重大任务的历史经验及启示[J].管理世界,2021,37 (7):1-18,1. [15]吕铁,贺俊.政府干预何以有效:对中国高铁技术赶超的调查研究[J].管理世界,2019,35 (9):152-163,197. [16]廉思秋,高山行,舒成利,等.新型举国体制下构建触发中国高新技术突破的 “扇形”模式研究[J].中国科技论坛,2021 (11):149-157. [17]尹西明,陈泰伦,陈劲,等.面向科技自立自强的高能级创新联合体:内涵、特征与建设路径[J].陕西师范大学学报 (哲学社会科学版)2022,51 (2):51-60. [18]王巍,陈劲,尹西明,等.高水平研究型大学驱动创新联合体建设的探索:以中国西部科技创新港为例[J].科学学与科学技术管理,2022,43 (4):21-39. [19]李靖华,毛丽娜,王节祥.技术知识整合、机会主义与复杂产品创新绩效[J].科学学研究,2020,38 (11):2097-2112. [20]何清华,田子丹,罗岚.基于扎根理论的中国重大工程复杂性维度模型构建[J].中国科技论坛,2021 (8):126-134. [21]程鹏,柳卸林,李洋,等.从基础科学到重大技术创新:基于合法性视角[J].科学学研,2018,36 (3):400-409. [22]于渤,张涛,郝生宾.重大技术装备制造企业技术能力演进过程及机理研究[J].中国软科学,2011 (10):153-165. [23]余江,陈凤,张越,等.铸造强国重器:关键核心技术突破的规律探索与体系构建[J].中国科学院院刊,2019,34 (3):339-343. [24]王毅.我国企业复杂技术创新能力研究:基于三维模型的成长路径[J].管理工程学报,2011,25 (4):203-212. [25]IANSITI-M.From physics to function:an empirical study of research and development performance in the semiconductor industry[J].Journal of product innovation management,1999,16 (4):385-399. [26]SCHUBERT C,SYDOW J,WINDELER A.The means of managing momentum:bridging technological paths and organisational fields[J].Research policy,2013,42 (8):1389-1405. [27]MACHER J T,MOWERY D C. “Managing”learning by doing:an empirical study in semiconductor manufacturing[J].Journal of product innovation management,2003,20 (5):391-410. [28]ROEHRICH J K,DAVIES A,FREDERIKSEN L,et al.Management innovation in complex products and systems:the case of integrated project teams[J].Industrial marketing management,2019,79:84-93. [29]项国鹏.创新生态系统视角的企业核心技术突破机制——以华为基带芯片技术为例[J].技术经济与管理研究,2020 (10):36-42. [30]周程,刘渤.企业多元化战略中的技术转型——新日铁与首钢 “造芯”案例研究[J].科学学与科学技术管理 2007,28 (7):126-133. [31]尹西明,陈劲,贾宝余.高水平科技自立自强视角下国家战略科技力量的突出特征与强化路径[J].中国科技论坛,2021 (9):1-9. [32]KASH D E,RYCROFT R W.To manage complex innovation,ask the right questions[J].IEEE engineering management review,2004,32 (1):71. [33]ARTHUR W B.The nature of technology:what it is and how it evolves[M].UK:Penguin Books,2009. [34]王毅.我国复杂技术追赶路径初探[J].科学学研究,2006 (S1):62-66. [35]陈劲,黄淑芳.企业技术创新体系演化研究[J].管理工程学报,2014,28 (4):219-227. [36]GARCIA R A.Critical look at technological innovation typology and innovativeness terminology:a literature review[J].Journal of product innovation management,2002,19 (2):110-132. [37]朱晓红,陈寒松,张腾.知识经济背景下平台型企业构建过程中的迭代创新模式——基于动态能力视角的双案例研究[J].管理世界,2019,35 (3):142-208. [38]许庆瑞,刘景江,赵晓庆.技术创新的组合及其与组织、文化的集成[J].科研管理,2002 (6):38-44. [39]陈劲,郑刚.企业技术创新管理:国内外研究现状与展望[J].管理学报,2004 (1):6,119-124. [40]侯光明.创新方法系统集成及应用[M].北京:科学出版社,2012. [41]卢克莱修.物性论[M].北京:商务印书馆,2009. [42]田民波.集成电路 (IC)制程简论[M].北京:清华大学出版社,2009. [43]LIU Y,YAN Z,CHENG Y.Exploring the technological collaboration characteristics of the global integrated circuit manufacturing industry[J].Sustainability,2018,10 (1):196-219. [44]HARTIGAN J A,WONG M A.A k-means clustering algorithm[J].Applied statistics,1979,28 (1):100-108. [45]MOANIBA I M,SU H,LEE P.Knowledge recombination and technological innovation:the important role of cross-disciplinary knowledge[J].Innovation-organization & management,2018,20 (4):326-352. [46]曹兴,朱晶莹,杨春白雪.新兴技术创新网络 “液态化”机理及实证分析[J].科研管理,2022,43 (2):55-64. [47]LEYDESDORFF L,RAFOLS I.A global map of science based on the ISI subject categories[J].Journal of the American society for information science & technology,2014,60 (2):348-362. [48]尹西明,陈劲,刘畅.科技领军企业:定义、分类评价与促进对策[J].创新科技,2021,21 (6):46-53. [49]尹西明,苏雅欣,陈劲,等.场景驱动的创新:内涵特征、理论逻辑与实践进路[J].科技进步与对策,2022,39 (15):1-10.
2022, 
