论构建气候技术知识产权共享的联合研发机制

Abstract
Figure/Table
References
Related Citation (4)

Download: PDF (7766 KB) HTML (1 KB)
Export: BibTeX | EndNote (RIS)

Abstract The progress of international climate technology transfer(CTT),an essential response to climate change,has been inadequate.CTT is facing a dilemma in intellectual property rights(IPRs).The impact of IPRs on CTT remains unclear,and negotiations on IPRs have reached an impasse among different national camps.The dilemma can be attributed to the following four factors:the complexities arising from the inherent characteristics of IPRs and climate technologies;the conflicts between developed and developing countries due to their differing stages of technological development;the competition and game-playing of national camps;and the externalization of the interests of internal private groups,which manifests as developed countries' upholding of the existing international IPRs system which prioritizes the protection of IPRs over technology transfer.To resolve this dilemma,any response plan entails at least three key elements,namely,information on the supply and demand of climate technologies,incentives for developers to facilitate technology transfer,and capacity-building for technology recipients.Therefore,it is essential to re-conceptualize the process of CTT from the perspective of collaboration and innovation,shifting from confrontation to cooperation,and establishing a joint R&D mechanism that promotes the sharing of IPRs.In the joint research and development of clean energy between China and the US,the IPRs sharing system centered around the Technology Management Plan is conducive to CTT.Moreover,broader multilateral technology-sharing programs will enhance humanity's capacity to cope with climate change.

Key words： Climate technology Intellectual property sharing Joint research and development Technology transfer

Received: 24 June 2024

PACS:

D996

	Service

	E-mail this article
	Add to my bookshelf
	Add to citation manager
	E-mail Alert
	RSS
	Articles by authors
	Ma Zhongfa
	Li Mingwei

Cite this article:

Ma Zhongfa,Li Mingwei. Establishment of a Joint R&D Mechanism for Climate Technology IP Sharing[J]. , 2025, 6(7): 57-66.

URL:

http://www.zgkjlt.org.cn/EN/ OR http://www.zgkjlt.org.cn/EN/Y2025/V6/I7/57

[1]UNEP.Emissions Gap Report 2024[R/OL].(2024-10-24)[2024-11-01].https://www.unep.org/resources/emissions-gap-report-2024.
[2]Technology and the UNFCCC.Building the foundation for sustainable development[EB/OL].(2016-06-14)[2024-11-01].https://unfccc.int/ttclear/misc_/StaticFiles/gnwoerk_static/NAD_EBG/54b3b39e25b84f96aeada52180215ade/b8ce50e79b57469-0886602169f4f479b.pdf.
[3]DECHEZLEPRÊTRE A,GLACHANT M,HAŠČIČ I,et al.Invention and transfer of climate change-mitigation technologies:A global analysis[J].Review of Environmental Economics and Policy,2011,5(1):109-130.
[4]范晓宇.国际气候技术转移的规则完善及中国立场:从《巴黎协定》气候技术转移条款展开[J].政法论丛,2023(4):127-138.
[5]LITTLETON M.The TRIPS Agreement and transfer of climate-change-related technologies to developing countries[J].Natural Resources Forum,2009,33(3):233-244.
[6]DUSSAUX D,DECHEZLEPRÊTRE A,GLACHANT M.The impact of intellectual property rights protection on low-carbon trade and foreign direct investments[J].Energy Policy,2022,171:113269.
[7]周蓉,柳剑平.低碳科技国际合作机制与路径研究[J].科学管理研究,2017,35(1):112-115.
[8]GALLAGHER K S.The globalization of clean energy technology:Lessons from China[M].England:MIT Press,2014.
[9]彭衡,李扬.发展中国家知识产权保护对绿色技术转移的影响机制研究[J].青海社会科学,2019(2):87-92,104.
[10]ATHREYE S,KATHURIA V,MARTELLI A,et al.Intellectual property rights and the international transfer of climate change mitigating technologies[J].Research Policy,2023,52(9):104819.
[11]郝海青,朱甜.“双碳”背景下气候技术国际转让的困境及法律解决路径[J].中国科技论坛,2023(10):141-149.
[12]EICKE L,GOLDTHAU A.Are we at risk of an uneven low-carbon transition? Assessing evidence from a mixed-method elite study[J].Environmental Science & Policy,2021,124:370-379.
[13]WIPO.World intellectual property report 2022:The direction of innovation[M].Geneva:World Intellectual Property Organization,2022.
[14]United Nations.Report of the United Nations conference on human environment[M].New York:United Nations,1973.
[15]United Nations.Report of the United Nations conference on environment and development[M].New York:United Nations,1993.
[16]UNFCCC.FCCC/CP/2007/6/Add.1[R/OL].(2008-03-14)[2024-11-01].https://unfccc.int/sites/default/files/resource/docs/2007/cop13/eng/06a01.pdf.
[17]ZHOU C.Can intellectual property rights within climate technology transfer work for the UNFCCC and the Paris Agreement[J].International Environmental Agreements:Politics,Law and Economics,2019,19(1):107-122.
[18]蒋佳妮,王灿.全球气候谈判中的知识产权问题:进展、趋势及中国应对[J].国际展望,2016,8(2):21-39,152-153.
[19]HELM S,TANNOCK Q,ILIEV I.Renewable energy technology:Evolution and policy implications-evidence from patent literature[EB/OL].(2014-06-03)[2024-11-01].https://www.wipo.int/edocs/pubdocs/en/wipo_pub_gc_3.pdf.
[20]中华人民共和国国务院国家知识产权局.全球绿色低碳技术专利统计分析报告(2024)[R/OL].(2024-07-29)[2024-11-01].https://www.cnipa.gov.cn/art/2024/7/29/art_88_193996.html.
[21]ABDEL-LATIF A.Intellectual property rights and the transfer of climate change technologies:Issues,challenges,and way forward[J].Climate Policy,2015,15(1):103-126.
[22]马忠法.应对气候变化的国际技术转让法律制度研究[M].北京:法律出版社,2014.
[23]吴勇.建立因应气候变化技术转让的国际知识产权制度[J].湘潭大学学报(哲学社会科学版),2013,37(3):36-41.
[24]霍夫曼.碳战略:顶级公司如何减少气候足迹[M].李明,译.北京:社会科学文献出版社,2012.
[25]SRINIVAS K R.Climate change,technology transfer and intellectual property rights[J].RIS Discussion Papers,2009,135:1-47.
[26]WEKO S,GOLDTHAU A.Bridging the low-carbon technology gap? Assessing energy initiatives for the Global South[J].Energy Policy,2022,169:113192.
[27]叶辉华.气候变化背景下对技术转让的知识产权制度调适[J].河北法学,2015,33(3):162-170.
[28]马忠法,肖宇露.创新驱动发展战略下专利开放共享制度的构建[J].江汉学术,2022,41(1):103-111.
[29]FAIR R.Does climate change justify compulsory licensing of green technology[J].International Law and Management Review,2009,6(1):21-41.
[30]PANDEY N,DE CONINCK H,SAGAR A D.Beyond technology transfer:Innovation cooperation to advance sustainable development in developing countries[J].Wiley Interdisciplinary Reviews:Energy and Environment,2022,11(2):e422.
[31]RAI V,FUNKHOUSER E.Emerging insights on the dynamic drivers of international low-carbon technology transfer[J].Renewable and Sustainable Energy Reviews,2015,49:350-364.
[32]Protocol between the Department of Energy of the United States of America and the Ministry of Science and Technology and the National Energy Administration of the People's Republic of China for cooperation on a Clean Energy Research Center[EB/OL].(2009-11-17)[2024-11-01].https://www.energy.gov/sites/default/files/pi_iec/098b7ef9800e33ab.pdf.
[33]CERC energy and water funding opportunity announcement[EB/OL].(2015-03-05)[2024-11-01].https://www.energy.gov/sites/prod/files/2015/03/f20/CERC%20Energy%20and%20Water%20Funding%20Opportunity%20Announcement.pdf.
[34]LEWIS J I.Cooperating for the climate:Learning from international partnerships in China's clean energy sector[M].England:MIT Press,2023.
[35]LIU S,YU X.Managing IP in Sino-US clean energy collaboration:The case of the US-China Clean Energy Research Center(CERC)[J].WTO-WIPO Colloquium Papers,2017,8(2):32-41.
[36]LEWIS J I.Managing intellectual property rights in cross-border clean energy collaboration:The case of the US-China Clean Energy Research Center[J].Energy Policy,2014,69:546-554.
[37]刘珊,余翔.基于TMP的中美清洁能源合作知识产权管理模式研究:突破、难点及对策[J].中国软科学,2016(11):44-51.
[38]刘珊,沈佳鹏,余翔.中美合作创新中专利共有法律风险及对策[J].科研管理,2019,40(2):54-64.
[39]GORBATYUK A.The allocation of patent ownership in R&D partnerships:Default rules v.contractual practices[J].SCRIPTed,2020,17(1):4-53.
[40]刘晓红.论“一带一路”建设中的软法治理[J].东方法学,2022(5):100-115.
[41]马忠法,王悦玥.“一带一路”倡议下的知识产权国际协调法律制度[J].上海财经大学学报,2022,24(2):122-136.