A Study on the Evolution of High-Value Patents in Reverse Innovation of Emerging Market Enterprises——A Case Study of BYD Company
Liu Tingting1, Qi Yong1, Zhang Guiyang2, Li Yehui1, Li Xing2
1. School of Intellectual Property, Nanjing University of Science and Technology, Nanjing 210094, China; 2. School of Economics and Management, Nanjing University of Science and Technology, Nanjing 210094, China
Abstract:The competitiveness of reverse-innovated products by emerging market firms in overseas markets is constrained by the scarcity of high-value patents.Adopting an ecological perspective,this study proposes a theoretical framework to analyze the value relationships and evolutionary pathways of high-value patents across three dimensions including technology,law and market.A three-dimensional Lotka-Volterra model is developed to explore the evolution of patent value and its optimal formation conditions in reverse innovation.Using BYD as a case study,the findings reveal that technological,legal,and market values jointly influence high-value patent evolution.Firms can develop high-value patents during reverse innovation,particularly in overseas markets.Moreover,the evolutionary path adapts to market changes,ultimately reaching an optimal high-value patent state through a prolonged evolutionary cycle.
刘婷婷, 戚湧, 张桂阳, 李烨辉, 李星. 新兴市场企业逆向创新中的高价值专利演化研究——以比亚迪公司为例[J]. 中国科技论坛, 2025(5): 80-87.
Liu Tingting, Qi Yong, Zhang Guiyang, Li Yehui, Li Xing. A Study on the Evolution of High-Value Patents in Reverse Innovation of Emerging Market Enterprises——A Case Study of BYD Company. , 2025(5): 80-87.
[1] GOVINDARAJAN V,RAMAMURTI R.Reverse innovation,emerging markets,and global strategy[J].Global Strategy Journal,2011,1(3/4):191-205. [2] 李薇,黄霞.基于创新链的后发企业逆向创新实施路径[J].科研管理,2022,43(2):65-71. [3] 罗洪云,张庆普.知识管理视角下新创科技型小企业突破性技术创新过程研究[J].科学学与科学技术管理,2015,36(3):143-151. [4] 曹勇,赵莉.专利获取、专利保护、专利商业化与技术创新绩效的作用机制研究[J].科研管理,2013,34(8):42-52. [5] 王会丽.我国高价值专利培育现状与发展趋势述评[J].情报探索,2020(12):119-125. [6] 徐雨森,汪祥春,徐娜娜,等.后发工程技术服务企业逆向创新的过程与关键因素[J].科研管理,2017,38(6):9-17. [7] 李睿,周维,容军凤,等.高价值企业专利的被引特征分析:以世界500强企业专利为例[J].情报学报,2015,34(9):899-911. [8] 王丽平,张然萱.数字经济下高价值专利组合的多重驱动路径研究[J].软科学,2024,38(7):50-56. [9] WANG H T,WANG T C.Application of the grey Lotka-Volterra model to forecast the diffusion and competition analysis of the TV and smartphone industries[J].Technological Forecasting Social Change,2016,106:37-44. [10] COCCIA M,WATTS J.A theory of the evolution of technology:Technological parasitism and the implications for innovation magement[J].Journal of Engineering Technology Management,2020,55:101552. [11] 毛荐其,刘娜.技术生态视野下的新技术涌现机理探析[J].管理世界,2011(12):182-183. [12] HAN X,LIU S.Research on the path of reverse innovation:A case study of high-tech industry latecomer firms in China[J].International Journal of Economics,Finance Management Sciences,2020,8(4):138-145. [13] 褚旭,李丛杉,白云涛.内循环赋能:本土市场竞争驱动企业逆向创新[J].经济管理,2023,45(10):70-90. [14] WANG N,WANG Y J E M.Knowledge transfer from reverse innovation in global value chains:A signaling theory perspective[J].Economic Modelling,2024,141:106883. [15] WEI T,XU H,ZHU B,et al.Factors influencing the patent value in reverse innovation of developing country under background of carbon neutrality[J/OL].Environment,Development Sustainability,1-21[2025-02-24].https://doi.org/10.1007/s10668-023-03467-8. [16] 彭华涛,祁伟,潘月怡,等.高价值专利对于新兴技术企业成长的影响研究[J/OL].科学学研究,1-16[2025-02-24].https://doi.org/10.16192/j.cnki.1003-2053.20240806.003. [17] HU Z,ZHOU X,LIN A.Evaluation and identification of potential high-value patents in the field of integrated circuits using a multidimensional patent indicators pre-screening strategy and machine learning approaches[J].Journal of Informetrics,2023,17(2):101406. [18] 方曦,田梦婷,刘云.基于熵权-突变级数法与专利组合策略的高价值专利培育研究[J].中国科技论坛,2023(11):108-119. [19] 曹茹烨,曹树金.基于知识图谱的高价值专利技术创新演化研究[J].现代情报,2024,44(6):3-17. [20] 万小丽,朱雪忠.专利价值的评估指标体系及模糊综合评价[J].科研管理,2008(2):185-191. [21] SEN N,KAUL S,BISWAS R.Technology licensing under product differentiation[J].Journal of Economics,2021,134:219-260. [22] SANDRIK K E.An empirical study:Willful infringement & enhanced damages in patent law after halo[J].Michigan Technology Law Review,2021,28(1):61-114. [23] 王冬冬.战略变革中的核心刚性研究:以柯达公司为例[J].科学学与科学技术管理,2013,34(5):97-105. [24] BYRNE D,OLINER S D,SICHEL D E.Prices of high-tech products,mismeasurement,and the pace of innovation[J].Business Economics,2017,52:103-113. [25] 贺宁馨,许可,董哲林.专利诉讼的风险分析及其对企业专利战略的影响研究[J].科学学与科学技术管理,2018,39(7):65-73. [26] FENG S,MA X.To increase damages of intellectual property infringement in china:A double-edged sword for the market[J].Journal of World Trade,2019,53(1):39-58. [27] MOORE J F.Predators and prey:A new ecology of competition[J].Harvard Business Review,1993,71(3):75-86. [28] GANDOLFO G.Giuseppe palomba and the lotka-volterra equations[J].Rendiconti Lincei,2008,19:347-357. [29] 中国技术交易所.专利价值分析指标体系操作手册[M].北京:知识产权出版社,2012.